-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hu0NSDU9xJT53liGoeDnJ2LLxS/XLDLjqAjX/f/3QC40B7hm/v92cZLtsbpM/y4J QzSJUPcbR67vQcn5JuFAPQ== 0001193125-10-023373.txt : 20100205 0001193125-10-023373.hdr.sgml : 20100205 20100205163109 ACCESSION NUMBER: 0001193125-10-023373 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORPORATION STREET 2: 6005 PLUMAS STREET, SUITE 100 CITY: RENO STATE: NV ZIP: 89519 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81502 FILM NUMBER: 10577678 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 19 TO SCHEDULE 13G Amendment No. 19 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 19)*

 

 

Oracle Corporation

(Name of Issuer)

 

 

Common Stock, par value $.01 per share

(Title of Class of Securities)

68389X105

(CUSIP Number)

December 31, 2009

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

CUSIP No. 68389X105

 

  1.   

Names of Reporting Persons.

 

    Lawrence Joseph Ellison

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  ¨

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization:

 

    United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

    5.    

Sole Voting Power:

 

    1,176,409,580 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009).

   6.   

Shared Voting Power:

 

    911,744 (all 911,744 of which are shares owned by Mr. Ellison’s spouse as to which he disclaims beneficial ownership)

   7.   

Sole Dispositive Power:

 

    1,176,409,580 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009).

   8.   

Shared Dispositive Power:

 

    911,744 (all 911,744 of which are shares owned by Mr. Ellison’s spouse as to which he disclaims beneficial ownership)

  9.

  

Aggregate Amount Beneficially Owned by Each Reporting Person:

 

    1,177,321,324 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009 and includes 911,744 shares owned by Mr. Ellison’s spouse of which he disclaims beneficial ownership)

10.

  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):

 

    x

11.

  

Percent of Class Represented by Amount in Row (9):

 

    23.3%

12.

  

Type of Reporting Person (See Instructions):

 

    IN

 

SCHEDULE 13G/A

(Amendment No. 19)

 

Item 1.

            
  

(a)

   

Name of Issuer:

 

Oracle Corporation

      
  

(b)

    Address of Issuer’s Principal Executive Offices:      
      500 Oracle Parkway,      
      Redwood City, CA 94065      

Item 2.

            
   (a)    Name of Person Filing:      
      Lawrence Joseph Ellison      
   (b)    Address of Principal Business Office or, if none, Residence:      
     

500 Oracle Parkway,

Redwood City, CA 94065

      
   (c)    Citizenship:      
      United States      
   (d)    Title of Class of Securities:      
      Common Stock, par value $.01 per share and Preferred Stock Purchase Rights      
   (e)    CUSIP Number:      
      68389X105      

Item 3.

   Not applicable

Item 4.

    Ownership.   
   (a)    Amount beneficially owned:   
      1,177,321,324 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009 and includes 911,744 shares owned by Mr. Ellison’s spouse of which he disclaims beneficial ownership).   
   (b)    Percent of class:   
      23.3%   
   (c)    Number of shares as to which the person has:   
      (i)    Sole power to vote or to direct the vote:      
         1,176,409,580 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009).      
      (ii)    Shared power to vote or to direct the vote:      
         911,744 (all 911,744 of which are shares owned by Mr. Ellison’s spouse as to which he disclaims beneficial ownership).      
      (iii)    Sole power to dispose or to direct the disposition of:      
         1,176,409,580 (includes options to purchase 19,900,000 shares exercisable within 60 days of December 31, 2009).      
      (iv)    Shared power to dispose or to direct the disposition of:      
         911,744 (all 911,744 of which are shares owned by Mr. Ellison’s spouse as to which he disclaims beneficial ownership).      

Item 5.

    Ownership of Five Percent or Less of a Class.   
  

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.

Not Applicable.

   

Item 6.

    Ownership of More than Five Percent on Behalf of Another Person.   
   Not applicable.   

Item 7.

    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.   
   Not applicable.   

Item 8.

    Identification and Classification of Members of the Group.   
   Not applicable.   

Item 9.

    Notice of Dissolution of Group.   
   Not applicable.   

Item 10.

    Certification.   
   Not applicable.   

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: February 2, 2010
Signature:  

/S/    LAWRENCE J. ELLISON        

  Lawrence J. Ellison
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